Alaric Securities celebrates at Nasdaq MarketSite

Prime Brokerage Services

We connect professional clients to Global markets through cost-effective solutions.

We cater to all specific needs of financial institutions, such as high frequency hedge funds, algo funds, asset managers, trading groups and professional traders.

DVP/DFP – Institutional Clearing and Delivery

Alaric Securities’ “old-school” settlement department is highly experienced in handling the complexities of institutional order processing.
We offer institutional services for the price of retail access. See below the instruments available for delivery (DVP):

  • Listed Equities: US/UK/EU
  • Listed Options: US/UK/EU
  • OTC Options: US/UK/EU
  • Bonds (Corporate & Government): US/UK/EU
  • ALL worldwide UCITs Funds
  • ALL Structured Products & CLN

NYSE Direct Floor Routes

Everyone who trades actively especially in the Opening and Closing Auctions of the NYSE knows the value of Floor Broker routing. These routes give you exceptional competitive advantage when placing orders directly with the Market Maker instead of sending them to the exchange.

Financing and Risk Management

Our clients’ borrowing needs are met through a comprehensive financing platform, which can be customized for various trading styles and strategies. Our dedicated team of professional risk and relationship managers provides clients with a large variety of tools to optimize their portfolios and maximize their returns:

  • Pre-& post-trade allocation
  • Real-time controls and analysis
  • Multi-account linking
  • MiFID II Reporting
  • Market Abuse Prevention & Reporting

Securities Lending

We pride ourselves with the best-in-industry +6000 ETB availability. As a premier global provider of securities lending, we provide our clients with broad global access to stable easy&hard-to-borrow supply. Coupled with our market-wide access to external supply and extensive internal inventory, Alaric Securities’ clients can have most U.S. and European listed stocks available for immediate short.

Client coverage is provided by the Alaric Securities Stock Loan Desk, where a team of securities lending professionals will accommodate all clients’ needs. If a stock is not immediately available, or on the HTB list, a quick email or a phone call to our Stock Loan desk can guarantee you that hard to find stock you want to short. We work with multiple Stock Loan desks across the US and locates are often a click away.

State of the Art Infrastructure

Having servers directly at the NYSE and NASDAQ server farms, guarantees nanoseconds in execution speed. In addition, Alaric Securities maintains servers in Frankfurt, Germany which plug in directly to the Atlantic pipes connecting with New York, guaranteeing fast order submissions from outside the US.

Client Service

We work closely with our clients, developing customized solutions to deliver exceptional client service, starting from the initial onboarding to the daily proactive service coverage. Our client service professionals act as a central point of contact, working with legal, compliance, risk, operations and technology to accommodate clients’ short- and long-term needs.

Customizable Leverage

Depending on the account type, we provide customizable leverage for all our clients. The margin varies as follows:

  • Up to 30:1 Intraday & 6:1 Overnight for Reg T margin accounts.
  • Up to 40:1 Intraday & 10:1 Overnight for Portfolio Margin accounts.