Regulatory Fees
Regulatory Fees
Additional details
|
SEC |
$ 0.0000278 per dollar value traded, min $0.01 per trade |
|
FINRA: TAF |
$ 0.000166 per share, max $8.30 per trade |
|
Options ORF |
$ 0.02685 per contract |
|
NSCC |
$0.00003 per share, |
|
CAT |
$0.000048 per share $0.0048 per option contract |
All regulatory fees are pass-through and are charged separately. Be advised that these fees are subject to changes retroactively and without a prior notice. The rates above are indicative and apply at the time of updating the current pricing.
Exchange and ECN fees are charged separately based on exchange flags and on whether they are adding or removing liquidity on the relevant venue. These fees are pass-through and are subject to the venue’s pricing including the tiers applicable to Alaric Securities. Where applicable and at the rates mentioned above, rebates are passed down to the client.
All charges are exclusive of value-added tax (VAT).
Additional details
Multiply this amount by the principal amount sold.
Covers sales of exchange registered securities whenever executed. Multiply this amount by the number of shares/options solds.
Multiply this rate by the number of options contracts traded.
Additional information
- 1Active Traders Commission Schedule – clients who meet monthly trading volume thresholds qualify for our Active Traders Commission Schedule. Once your account is set to Active Trader Commission rate, you will be charged the rate applicable to the higher tier in the current month.
For example, if you trade over 1,000,000 shares per month and qualify for the $0.0020 per share rate, you will be charged only $0.0020 per share on all shares traded, not just those in excess of 1,000,000 in the same month. - 2All rates are subject to ongoing review and may be increased if clients fail to meet the trade/share thresholds listed above.
- 3Call-in trades are an additional $30 per ticket.
- 4All stock/ETF pricing listed in this part of the Pricing applies to listed equities only.
- 5Commissions apply to all order types. For customers who send an extraordinary number of non-marketable limit orders to the NYSE, Nasdaq, Amex or other exchanges, and who route such orders direct, rather than using Alaric Trader Smart routing, Alaric reserves the right to impose a surcharge in order to defray specialist order handling charges. In this event, Alaric will provide notice to affected customers.
- 6Deposit and Withdrawal fees: SEPA transfer – zero for deposits; 2.5 EUR for withdrawals. USD deposits: zero for up to 5,000 USD and 29 USD for higher amounts. USD withdrawals: Hammer Lite – 10 USD; other USD withdrawals – 0.15% amount min. 30 USD, max 150 USD.
- 7Blue Sheet Fee. When Alaric Securities receives a request to explain client suspicious trading with a specified symbol, the client will be charged $400 per account per symbol.
- 8All charges are exclusive of value-added tax (VAT). VAT is charged when applicable based on the client’s country of residence.
More information on Alaric Securities full services and commissions, that apply to them, can be found here.